Contact - Securities and Exchange Commission Ghana - SEC Ghana. About us, how we regulate and the laws we administer. As our Customer Contact Centre is located in regional Victoria, we are adhering to the recent government directions regarding face coverings. The Securities Commission of The Bahamas is in the process of developing a comprehensive whistleblower programme for legislation under its administration. Our self-service kiosks are open Monday-Friday, except on public holidays and during ASIC's close down period between Christmas and New Year's day. When can you raise funds without a disclosure document? 36 of 1987 as amended by Act No. File a Complaint Reporting Issuer List Small business resources in other languages, Professional standards for financial advisers, Appointing and ceasing an AFS authorised representative, Applying for and managing your credit licence, Varying or cancelling your credit licence, Tips for applying for auditor registration, Applying for auditor or authorised audit company registration, Your ongoing obligations as a registered company auditor, Changing your auditor registration details, Self-managed superannuation fund (SMSF) auditors, Updating your details and submitting requests to ASIC, Your ongoing obligations as an SMSF auditor, Applying for and managing your liquidator registration, Your ongoing obligations as a registered liquidator, Changing or cancelling your liquidator registration, Registered liquidator transactions on the ASIC Regulatory Portal, Licensed and exempt clearing and settlement facilities, COVID-19 information – Managed investment schemes, Competition in the funds management industry, Superannuation guidance, relief and legislative instruments, Insolvency for investors and shareholders, Director oversight of financials and audit, Corporate actions involving share capital, Changes to how you lodge fundraising and corporate finance documents. Access information about the Mining sector and NI 43-101 We respect your right to complain about our services, actions, decisions or staff and will treat your complaint seriously and confidentially. For more information about payment options visit our website at Understand what SCB’s examination priorities are. If you've received an email claiming to be from ASIC and are unsure of its authenticity, visit 'Scams targeting ASIC customers' for more information. How ASIC regulates financial services and products and what to do when you have a problem with your finances. Securities Margin Finance ("SMF") Suitability. ASIC has offices in each state and territory. To return to the main menu, press '9'. 18 of 2003 and Act no. See a listing of securities laws. Securities and Futures Commission 54/F, One Island East 18 Westlands Road, Quarry Bay, Hong Kong General enquiries. Suite 600, 250–5th St. SW. Calgary, Alberta, T2P 0R4. ACT office address and hours; NSW office address and hours; NT office address and hours; QLD office address and hours; SA office address and hours; TAS office address and hours; VIC office address and hours; WA office address and hours; Christmas closedown; State … Web chat is available from Monday to Friday 9:00 AM to 5:00 PM AEST. E-mail:; . Securities Commission (SC) is a Legal body in Malaysia commissioned with the liability of controlling and consistently creating the capital markets. To contact us for help: Call us at 1-800-732-0330; Use our online forms to ask a question or report a problem concerning your investments Email us at; Fax us at 1-202-772-9295; Write us at: U.S. Securities and Exchange Commission Toll-Free … If you experience difficulty hearing or understanding our staff over the phone, you are encouraged to ask us a question online. Office of Investor Education and Advocacy Lori Schock, Director (202) 551-6500 Contact. Do you have information about possible misconduct occurring in an organisation or activity that ASIC regulates? Find out more about lodging a complaint about ASIC. Information about applying for and maintaining your licence or professional registration. To ensure trust and confidence in the capital market, the SC regulates the capital market based on the principles of transparency and proportionality to commensurate with the risks posed. Business hours: Monday to Friday 8 a.m. - 5 p.m. Closed on statutory holidays. Lodging prospectuses and other disclosure documents. If we receive information that an address may be incorrect or when mail gets returned, we may highlight this fact in our register. The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. Website of the Securities and Exchange Commission of Zimbabwe (SECZ). If you choose to ask us a question online we will request your personal details so that we can contact you to discuss your enquiry and seek further information if required. Other options, including by phone, are available if you prefer to remain anonymous. Note: This address is not for general enquiries about our services. Address: Securities and Exchange Commission of Pakistan, NIC Building, 63 Jinnah Avenue, Blue Area, Islamabad. Genus Life Insurance is contacting customers. The Securities and Exchange Commission (SEC) Main Office, Satellite Offices and Extension Offices, will continue operating at limited capacity while quarantine measures remain in place across the country due to the COVID-19 pandemic. Hours Reception hours: 8.00 - 5.30pm If you can't find the information you are looking for on this website, we have a range of services to help. The Securities Commission of The Bahamas (“the Commission”), established in 1995, is committed to the growth and development of a vibrant, competitive financial services sector renowned for regulatory excellence. How ASIC regulates financial services and products and what to do when you have a problem with your finances. 30, 3rd Circular Road, Cantonments, Accra. Contact. The Securities and Financial Services laws of The Bahamas, the Securities Industry Act, 2011, the Investment Funds Act, 2019, and the Financial and Corporate Service Providers Act, 2000 require all market participants operating in or from The Bahamas and products offered to the public to be licensed by or registered with the Securities Commission. Alternatively if you wish to write to us you can mail your correspondence to: Australian Securities and Investments CommissionGPO Box 9827Brisbane QLD 4001. If you have received correspondence from ASIC and you wish to respond in writing please send your response to the address printed on the letter. I'm a company officeholder, what are my registration obligations? The statements will be passed on by the ATO to ASIC and then available for purchase from ASIC's 'Companies and Organisations' register. The Securities Commission Malaysia, abbreviated SC, a statutory body entrusted with the responsibility of regulating and systematically developing the capital markets in Malaysia. If you are deaf or have a hearing or speech impairment, you can phone us through the National Relay Service. Fundraising restrictions on advertising and cold calling, Consolidation of fundraising instruments and guidance, Public comment on ASIC's regulatory activities, Private court proceedings - ASIC involvement, Recovery of investigation expenses and costs, Lawful disruption of access to online services, 370 Officeholder notifies resignation/retirement, Registering or transferring a business name, Checking your account balance or requesting an invoice. The Commission is responsible for regulating and overseeing investment funds, securities and the capital markets in The Bahamas. The CCC closes for business on national public holidays and has limited services available on public holidays for each state and territory. Payment options are listed at the bottom of invoices issued by ASIC. Contact Address Print Font Size. Creating a sound and safe investment environment in the securities and capital markets in Zimbabwe and beyond. By mailing directly to ASIC's Traralgon Offices: Apply for, vary, or cancel a registration. Find out if an entity is registered/licensed by the Commission. What disclosure documents do you need to give potential investors when raising funds? The Securities Act 1997 empowers the SCPNG to investigate persons and organisations which breaches the provisions of the Securities Act 1997, Securities Regulation 1998, and the Takeovers Code 1998. If you are enquiring about an Australian Business Number you will need to contact the Australian Business Register. and Address is 3, Persiaran Bukit Kiara, Bukit Kiara 50490 Kuala Lumpur. Check business name details are up to date, Request an alternative registration period for business name, Steps to transfer a business name to a new owner, Steps to register a business name with a transfer number, ASIC-initiated cancellation of business name. China Securities Regulatory Commission - CSRC: The main securities regulatory body in China, which was created in 1992 and governs over all securities exchanges and … Visit their website at Everything you need to know about the areas we regulate. The ASIC Regulatory Portal has replaced other channels as the primary way to submit applications for relief and various fundraising and corporate finance documents to ASIC. Securities Commission Malaysia Legislation and Guidelines. If you have any difficulties with lodging documents, please phone the Customer Contact Centre on 1300 300 630. You can also click the links below for more information on our website. The Commission has conducted several investigations and recommendations have made to relevant agencies to file proceedings against people implicated breaches of the law. 19 January 2021 - MEDIA RELEASE 21-007MR ASIC bans former Sydney adviser for three years ASIC has banned Sydney-based financial adviser Jim Pavlidis from providing financial services for three years. Information and guides to help to start and manage your business or company. Explore Now > Global engagement. 26 of 1991, Act No. 31A East Bay Street. We cannot tell you what investments to make, but we can help you to invest wisely and avoid fraud. For information about general purpose financial statements or SGEs, please contact File an Investor Complaint. Office of Minority and Women Inclusion Pamela Gibbs, Director (202) 551-6046 Contact Us. 1/11/2021 - Alabama Securities Commission Makes Big Strike on Texas Based Oil & Gas Investment Scams 12/28/2020 - Investors Need to Do More Than Eat Greens on New Year's Day to Prosper. Mail for Sydney office GPO Box 9827 Brisbane Qld 4001 DX: 653 Sydney. For website content issues (including broken links) or to make general comments and suggestions about usability email

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